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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-12-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Frontenac | MO | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Frontenac | MO | 11/2016 | Present |
CO-TRUSTEE FOR SISTER & BROTHER-IN-LAWS TRUST; INV. RELATED; MEMPHIS, TN; START DATED 1998. RADIO KENNETT DBA ELGIN BROADCASTING LLC, NOT INV RELATED, 5% OWNERSHIP, KENNET, MO, START 9/29/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, MINOR BOOKKEEPING KENNETT RADIO LLC, NOT INV RELATED, KENNETT, MO, 2% OWNERSHIP, START 12/1/2017, 1 HOUR PER MONTH, ZERO DURING TRADING, NO DUTIES. CPA LICENSE; NOT INVESTMENT RELATED; NEW YORK, NY; START DATE 11/16/17; NO TIME DEVOTED. WCGO BROADCASTING AND GAB RADIO, NOT INV RELATED, CHICAGO, IL, 24.5% OWNERSHIP, START 8/1/2018, 1 HOUR PER MONTH, ZERO DURING TRADING, REVIEW MONTHLY FINANCIAL STATEMENTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-23 |
| S63 | Uniform Securities Agent State Law Examination | 1981-02-06 |
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