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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-04-29 |
| CA | RA | APPROVED | 2015-11-04 |
Branch Locations
1 Orchard Road Suite 130, Lake Forest, CA 92630 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services, Inc | Newport Beach | CA | 10/2015 | Present |
| Raymond James Financial Services Advisors Inc. | Newport Beach | CA | 11/2015 | Present |
| California Baptist University | Riverside | CA | 01/2016 | 01/2017 |
(1)Name of Business: El Toro Water DIstrict Address: 24251 Los Alisos Blvd., Lake Forest, CA, 92630, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Director Investment Related: No Start Date: 01/01/2015 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Board of Directors (2)Name of Business: OCCOG Address: 125 Pacifica, Irvine, CA, 92618, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Other Investment Related: No Start Date: 06/24/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Alternate Board Member
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-15 |
| S63 | Uniform Securities Agent State Law Examination | 1982-03-17 |
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