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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-11-02 |
Branch Locations
901 S. Mopac Expressway Bldg 1, Suite 300, Austin, TX 78746 • United States
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lewins Law | Dallas | TX | 05/2009 | Present |
| Rfg Advisory, Llc Dba Ariv Wealth | Austin | TX | 11/2021 | Present |
(1) LEWINS LAW, PC; NON INVESTMENT-RELATED; 7920 BELT LINE ROAD, SUITE 650, DALLAS, TX 75254; LAW; OWNER; START 05/2009; 160 HOURS/MONTH; 8 HOURS/DAY DURING SECURITIES TRADING HOURS; REPRESENTING CLIENTS IN LITIGATION. (2) ARIV WEALTH; INVESTMENT-RELATED; 901 S. Mopac Expressway, Bldg 1, Suite 300, Austin, TX 78746; FINANCIAL ADVISOR; START 11/01/2021; 80 HOURS/MONTH DURING SECURITIES TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 1981-01-30 |
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