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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED 2023-06-26
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED
    Since 2023-06-26

Branch Locations

4695 Macarthur Court Ste 360, Newport Beach, CA 92660 • United States

4707 Executive Dr, San Diego, CA 92121-3091 • United States

4695 Macarthur Court, Suite 360, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
W.J. Barrett Insurance Agency Capistrano Beach CA 01/1990 06/2023
Advanced Benefit Systems Laguna Niguel CA 04/1990 Present
Tax & Financial Group Newport Beach CA 04/1990 06/2023
Minnesota Life Ins Co St Paul MN 07/1990 06/2023
Securian Financial Services, Inc. St. Paul MN 06/1992 06/2023
Self-Employed Laguna Niguel CA 03/2000 06/2023
Cal Farm Insurance Sacramento CA 06/2000 06/2023
Lpl Financial Llc Newport Beach CA 06/2023 Present
  • 01/1990 → 06/2023
    W.J. Barrett Insurance Agency
    Capistrano Beach, CA
  • 04/1990 → Present
    Advanced Benefit Systems
    Laguna Niguel, CA
  • 04/1990 → 06/2023
    Tax & Financial Group
    Newport Beach, CA
  • 07/1990 → 06/2023
    Minnesota Life Ins Co
    St Paul, MN
  • 06/1992 → 06/2023
    Securian Financial Services, Inc.
    St. Paul, MN
  • 03/2000 → 06/2023
    Self-Employed
    Laguna Niguel, CA
  • 06/2000 → 06/2023
    Cal Farm Insurance
    Sacramento, CA
  • 06/2023 → Present
    Newport Beach, CA
Previous Registrations
  • 1999-04-06 → 2023-06-26
    Securian Financial Services, Inc.
    Newport Beach, CA
    Newport Beach, CA
Other Businesses

1) 06/12/2023 - Jerry Kanter Agent - Non-Variable Insurance - Term Life, Permanent Life, Disability Income, Long Term Care, Fixed Annuities - Inv Rel - At Reported Business Location(s) - Start: 06/2023 - 20 Hr/Mth 2) 06/12/2023 - CRUMP - Non-Variable Insurance - Trails Only - Inv Rel - At Reported Business Location(s) - Start: 06/2023 - 20 Hr/Mth 3) 12/30/2024- Advisory Benefit Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/14/2024- 160 Hours Per Month- 160 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-03-30
S63 Uniform Securities Agent State Law Examination 1994-05-06
  • S65 Uniform Investment Adviser Law Examination
    1999-03-30
  • S63 Uniform Securities Agent State Law Examination
    1994-05-06
Other Names
  • Jerry A Kanter

View on SEC IAPD

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