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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED | 2023-06-26 |
Branch Locations
4695 Macarthur Court Ste 360, Newport Beach, CA 92660 • United States
4707 Executive Dr, San Diego, CA 92121-3091 • United States
4695 Macarthur Court, Suite 360, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| W.J. Barrett Insurance Agency | Capistrano Beach | CA | 01/1990 | 06/2023 |
| Advanced Benefit Systems | Laguna Niguel | CA | 04/1990 | Present |
| Tax & Financial Group | Newport Beach | CA | 04/1990 | 06/2023 |
| Minnesota Life Ins Co | St Paul | MN | 07/1990 | 06/2023 |
| Securian Financial Services, Inc. | St. Paul | MN | 06/1992 | 06/2023 |
| Self-Employed | Laguna Niguel | CA | 03/2000 | 06/2023 |
| Cal Farm Insurance | Sacramento | CA | 06/2000 | 06/2023 |
| Lpl Financial Llc | Newport Beach | CA | 06/2023 | Present |
1) 06/12/2023 - Jerry Kanter Agent - Non-Variable Insurance - Term Life, Permanent Life, Disability Income, Long Term Care, Fixed Annuities - Inv Rel - At Reported Business Location(s) - Start: 06/2023 - 20 Hr/Mth 2) 06/12/2023 - CRUMP - Non-Variable Insurance - Trails Only - Inv Rel - At Reported Business Location(s) - Start: 06/2023 - 20 Hr/Mth 3) 12/30/2024- Advisory Benefit Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 11/14/2024- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1994-05-06 |
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