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Richard Jerome Goede

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Kansas City, MO

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2001-04-17
TX RA APPROVED_RES 1988-04-20
  • MO RA
    APPROVED
    Since 2001-04-17
  • TX RA
    APPROVED_RES
    Since 1988-04-20

Branch Locations

4801 Main St, Kansas City, MO 64112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Kansas City MO 10/1981 Present
Bank Of America, Na Kansas City MO 12/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-06-27
S63 Uniform Securities Agent State Law Examination 1980-12-15
  • S65 Uniform Investment Adviser Law Examination
    1994-06-27
  • S63 Uniform Securities Agent State Law Examination
    1980-12-15

View on SEC IAPD

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ADELINE ELIZABETH KROPF
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Other Offices

STATE FARM INVESTMENT MANAGEMENT CORP. · Kansas City, MO
LPL FINANCIAL LLC · Kansas City, MO
U.S. BANCORP ADVISORS, LLC · Kansas City, MO
EDWARD JONES · KANSAS CITY, MO
DOMINION PORTFOLIO MANAGEMENT, INC. · KANSAS CITY, MO
COPPER FINANCIAL · Kansas City, MO
OSAIC WEALTH, INC. · KANSAS CITY, MO
EDWARD JONES · KANSAS CITY, MO

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