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Roy B Hargrove

Wells Fargo Clearing Services, LLC

Williamsburg, VA

Williamsburg, VA

Newport News, VA

Newport News, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2017-09-08
VA RA APPROVED 1999-10-01
  • TX RA
    APPROVED
    Since 2017-09-08
  • VA RA
    APPROVED
    Since 1999-10-01

Branch Locations

428 Mclaws Circle Ste 100, Williamsburg, VA 23185 • United States

428 Mclaws Cir Ste 100 [Vw-Rbo], Williamsburg, VA 23185 • United States

11817 Canon Blvd Ste 100 [Oh-Rbo], Newport News, VA 23606 • United States

11817 Canon Blvd Ste 100, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Williamsburg VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Williamsburg VA 11/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-06-21
S63 Uniform Securities Agent State Law Examination 1980-12-30
  • S65 Uniform Investment Adviser Law Examination
    2001-06-21
  • S63 Uniform Securities Agent State Law Examination
    1980-12-30
Designations
Other Names
  • Monty Hargrove
  • Roy Belmont Hargrove
  • Roy B. (Monty) Hargrove
  • Mr. Roy B. Hargrove
  • Mr. Roy B. Hargrove
  • Roy Belmont Hargrove

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Williamsburg, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WILLIAMSBURG, VA
AMERIPRISE FINANCIAL SERVICES, LLC · Williamsburg, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Willliamsburg, VA
TENZING FINANCIAL LLC · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA
LEVEL FOUR ADVISORY SERVICES · WILLIAMSBURG, VA
STATE FARM INVESTMENT MANAGEMENT CORP. · Williamsburg, VA

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