Andrew Douglas Harding

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Akron, OH
• 01/2016 → Present
  Bank Of America, N.A.
  Akron, OH

Other Businesses

I*85994 FOR PROFIT OR NOT FOR PROFIT: NON-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OLD TRAIL SCHOOL INVESTMENT RELATED: N ADDRESS OF BUSINESS: BATH, OH, OHIO 44210 NATURE OF BUSINESS: CHARITABLE ORGANIZATION, POSITION, TITLE, ASSOCIATION: TRUSTEE, START DATE OF RELATIONSHIP: 7/20/2013 NUMBER OF HOURS DEVOTED: 2 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: BOARD OF TRUSTEES FOR PRIMARY PRIVATE SCHOOL

Exams

• S66 Uniform Combined State Law Examination
  2016-03-22

Other Names

• Andy Harding