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James Michael Garber

Process Design Capital Management LLC

Phoenix, AZ

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Current Employers
Process Design Capital Management Llc

7301 N. 16Th St #102, Phoenix, AZ 85020 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-06-10
MN RA APPROVED 2018-05-15
TX RA APPROVED_RES 2014-07-10
AZ RA APPROVED 2014-05-20
  • CA RA
    APPROVED
    Since 2022-06-10
  • MN RA
    APPROVED
    Since 2018-05-15
  • TX RA
    APPROVED_RES
    Since 2014-07-10
  • AZ RA
    APPROVED
    Since 2014-05-20

Branch Locations

7301 N. 16Th St #102, Phoenix, AZ 85020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Process Design Capital Management Llc Scottsdale AZ 02/2014 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-02-06
S63 Uniform Securities Agent State Law Examination 1986-06-18
  • S65 Uniform Investment Adviser Law Examination
    1992-02-06
  • S63 Uniform Securities Agent State Law Examination
    1986-06-18
Designations

View on SEC IAPD

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