Sandra Victoria Ortega

Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2010 → 02/2019
  Morgan Stanley
  Miami, FL
• 01/2015 → 02/2019
  Morgan Stanley Private Bank, National Association
  New York, NY
• 02/2019 → Present
  Wells Fargo Bank, Na
  Coconut Grove, FL
• 03/2019 → Present
  Wells Fargo Clearing Services, Llc
  Coconut Grove, FL

Previous Registrations

• 2010-04-22 → 2019-02-11
  Morgan Stanley
  Miami, FL

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-04-14
• S63 Uniform Securities Agent State Law Examination
  2006-08-24

Other Names

• Sandra Victoria Awapara
• Sandra Victoria Rosasco
• Sandra Ortega
• Sandra Victoria Ortega