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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 1999-09-12 |
Branch Locations
6184 Muhlhauser Rd Ste A, West Chester, OH 45069 • United States
Mason, OH • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Cincinnati | OH | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | West Chester | OH | 03/2020 | Present |
Business Ownership; H. S. Patton & Associates; managing aspects of my business; business entity established to manage my practice; 3484 Riverside Drive, , Mason, OH, 45040; Not Investment-Related; 06/17/2011; 40 to 59 hours per month; 0 during trading hours / H. S. Patton & Associates; managing business related activities of my business; Business entity established to managed my business.; 3484 Riverside Drive, , Mason, OH, 45040; Not Investment-Related; 06/17/2011; 10 to 19 hours per month; 0 during trading hours. Board of Directors; Aikido of Cincinnati; Treasurer; 6620 Montgomery Road, , Cincinnati, OH, 45213; Not Investment-Related; 03/01/2019; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1987-01-20 |
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