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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-30 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Keybank | Baytowne | NY | 01/2016 | 01/2018 |
| Key Investment Services, Llc | Camillus | NY | 01/2016 | 08/2021 |
| Key Bank | Webster | NY | 01/2018 | 08/2021 |
| Esl Investment Services | Webster | NY | 08/2021 | Present |
| Lpl Financial | Webster | NY | 08/2021 | Present |
1) 8/2021 - ESL INVESTMENT SERVICES / DBA for LPL BUSINESS - At Reported Business Location(s) - Started 8/11/2021 / 100% - DBA 2)1/25/2023 - ESL Investment Services, LLC - Investment Related - Non-Variable Insurance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-05-02 |
| S63 | Uniform Securities Agent State Law Examination | 2012-06-07 |
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