Shane Patrick Riley

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2016 → 01/2018
  Keybank
  Baytowne, NY
• 01/2016 → 08/2021
  Key Investment Services, Llc
  Camillus, NY
• 01/2018 → 08/2021
  Key Bank
  Webster, NY
• 08/2021 → Present
  Esl Investment Services
  Webster, NY
• 08/2021 → Present
  Lpl Financial
  Webster, NY

Previous Registrations

• 2021-03-26 → 2021-08-25
  Key Investment Services Llc
  Webster, NY
  Rochester, NY
  Camillus, NY
  Syracuse, NY
  Brooklyn, OH
  Webster, NY

Other Businesses

1) 8/2021 - ESL INVESTMENT SERVICES / DBA for LPL BUSINESS - At Reported Business Location(s) - Started 8/11/2021 / 100% - DBA 2)1/25/2023 - ESL Investment Services, LLC - Investment Related - Non-Variable Insurance

Exams

• S66 Uniform Combined State Law Examination
  2019-05-02
• S63 Uniform Securities Agent State Law Examination
  2012-06-07

Other Names

• Shane P Riley
• Shane Riley
• Shane P Riley
• Shane Patrick Riley