Fredrick Thomas Wollman

Current Employers

Employment History

• 11/1980 → Present
  Self-Employed
  San Diego, CA
• 12/1998 → Present
  Wollman Wealth Designs, Inc
  Escondido, CA
• 09/2014 → 06/2021
  Voya Financial Advisors
  Escondido, CA
• 06/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 06/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2005-11-01 → 2021-06-09
  Voya Financial Advisors, Inc.
  San Diego, CA
  Escondido, CA
  Escondido, CA
  Escondido, CA
  Windsor, CT
• 2000-03-09 → 2005-10-14
  Transamerica Financial Advisors, Llc
  Escondido, CA

Other Businesses

1. NAME OF ENTITY: Wollman Wealth Designs, Inc.; Yes; 144 S GRAPE ST; ESCONDIDO; CA; 92025; DBA; owner; 12/21/1998; 3; 0; DBA for insurance and securities sales; 2. NAME OF ENTITY: RE-WRITING YOUR FINANCIALNARRATIVE; No; 144 S GRAPE ST; ESCONDIDO; CA; 92025; NARRATIVE AUTHOR; AUTHOR; 1/1/2017; 2; 0; WRITING A BOOK ABOUT ON HELPING PEOPLE GET THEIR FINANCIAL LIVES IN FOCUS AND DEVELOP A GAME PLAN FOR DEALING WITH THE SPEED BUMPS THAT HAPPEN IN LIFE; 3. NAME OF ENTITY: Ecolife Foundation; No; 324 STATE PLACE; ESCONDIDO; CA; 92029; non-profit organization; board of trustees; 10/1/2010; 8; 8; attend board meetings; participates in fund raising; reviews & comments on minutes and reports; 4. NAME OF ENTITY: South Grape Street Properties, LLC; No; 142 - 144 SOUTH GRAPE STREET; ESCONDIDO; CA; 92025; real estate rental; part owner; 8/1/2006; 0; 0; property ownership and rental; 5. NAME OF ENTITY: DReamProjX / Riseability; No; 30364 Persimmon Lane; valley center; CA; 92082; selling durable medical equipment; Board Member; 6/1/2018; 4; 0; attend board meeting and offer opinions to management; 6. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 4/1981; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: LESS THAN 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY, FIXED ANNUITIES, & LONG-TERM CARE; 7. NAME OF OTHER BUSINESS: VALLEY CENTER TRAIL ASSOC; INVESTMENT RELATED: NO; ADDRESS: PO BOX 605, VALLEY CENTER, CA 92082; NATURE OF BUSINESS: BOARD; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: PRESIDENT; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: RUN BOARD MEETINGS; COORDINATE WITH OTHER BOARD MEMBER & COUNTY PARKS & REC; ADVOCATE FOR PUBLIC ACCESS FOR TRAILS; 8. NAME OF OTHER BUSINESS: ECOLIFE CONSERVATION, INVESTMENT RELATED: NO, ADDRESS: 2810 PIO PICO DR, CARLSBAD, CA 92009, NATURE OF BUSINESS: NON-PROFIT, START DATE: 11/2024, POSITION/TITLE/RELATIONSHIP: CHAIR OF THE BOARD OF TRUSTEES, APX NUMBER OF HOURS PER WEEK: 1, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES: GUIDANCE; REVIEW ACTIVITIES OF EXECUTIVE DIRECTOR & STAFF; REVIEW FINANCES AND BUDGET WITH THE BOARD & EXECUTIVE DIRECTOR; PRESIDE OVER BOARD MEETINGS.

Exams

• S63 Uniform Securities Agent State Law Examination
  1982-10-26

Designations

Other Names

• Fredrick T Wollman