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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2009-10-14
CO RA APPROVED 2009-06-16
  • TX RA
    APPROVED
    Since 2009-10-14
  • CO RA
    APPROVED
    Since 2009-06-16

Branch Locations

6312 S Fiddlers Green Circle Suite 520E, Greenwood Village, CO 80111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Greenwood Village CO 06/2009 Present
  • 06/2009 → Present
    Stifel Nicolaus & Co Inc
    Greenwood Village, CO
Previous Registrations
Other Businesses

1. Melin Wilday Land Trust; 4581 Sumac Lane Littleton CO 80123; family farm located in Central Illinois; 50 % owner as a result of death of my Father; monitor the farm management company; 6/19/2017; 3.0 hours per year; not during securities trading hours; Investment-Related. 2. Melin-Wilday Farms, LLC; 205 S Fifth st suite 1000 Springfield, IL 62701; ownership of farm land; member 50% owner; managing farm property; 03/02/2026; 1hr/mth; Not during securities trading hours; Investment related

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-09-23
S63 Uniform Securities Agent State Law Examination 1980-12-11
  • S65 Uniform Investment Adviser Law Examination
    2009-09-23
  • S63 Uniform Securities Agent State Law Examination
    1980-12-11

View on SEC IAPD

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