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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
RI RA APPROVED 2012-08-14
CT RA APPROVED 2009-01-02
TX RA APPROVED_RES 2009-01-02
  • RI RA
    APPROVED
    Since 2012-08-14
  • CT RA
    APPROVED
    Since 2009-01-02
  • TX RA
    APPROVED_RES
    Since 2009-01-02

Branch Locations

70 East Main St. Suite 5, Avon, CT 06001 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Avon CT 06/1999 Present
Raymond James Financial Services Advisors, Inc Avon CT 01/2009 Present
Other Businesses

(1)Name of Business: The Advisors Center, LLC Address: 70 E Main St Ste 5, Avon, CT, 06001-3800, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/13/2014 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner - no employees - Company holds my IP. (2)Name of Business: The Investors Center, Inc. Address: 70 East Main Street,, Avon, CT, 06001, United States Activity Type: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 07/01/1999 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Sales (3)Name of Business: The Investors Center, Inc. Address: 70 East Main St., Avon, CT, 06001, United States Activity Type: Support Company - Owner Position/Title: Other, Officer - President Investment Related: No Start Date: 07/01/1999 Hours per month devoted to this business: 21-40 Hours per month devoted to this business during trading hours: 2-10 Description of duties: NOT REQUIRED AT TIME OF SUBMISSION

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-07-21
S63 Uniform Securities Agent State Law Examination 1983-05-26
  • S65 Uniform Investment Adviser Law Examination
    1994-07-21
  • S63 Uniform Securities Agent State Law Examination
    1983-05-26
Other Names
  • Eliot M Weissberg

View on SEC IAPD

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