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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-16
TX RA APPROVED_RES 2020-04-08
FL RA APPROVED 2014-04-02
NJ RA APPROVED 2011-02-18
  • NY RA
    APPROVED
    Since 2021-06-16
  • TX RA
    APPROVED_RES
    Since 2020-04-08
  • FL RA
    APPROVED
    Since 2014-04-02
  • NJ RA
    APPROVED
    Since 2011-02-18

Branch Locations

20807 Biscayne Boulevard 5Th&6Th Floor, Aventura, FL 33180 • United States

Palm Beach Gardens, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Hallandale Beach FL 02/2011 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 02/2011 → Present
    Morgan Stanley Smith Barney Llc
    Hallandale Beach, FL
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-05-18
S63 Uniform Securities Agent State Law Examination 1980-12-12
  • S66 Uniform Combined State Law Examination
    2004-05-18
  • S63 Uniform Securities Agent State Law Examination
    1980-12-12
Other Names
  • Joseph C Viviani

View on SEC IAPD

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