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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-10-15
CA RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2015-10-15
  • CA RA
    APPROVED
    Since 2012-10-01

Branch Locations

2314 Honolulu Avenue, Montrose, CA 91020 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Los Angeles CA 04/2014 Present
Jpmorgan Chase Bank, N.A. Los Angeles CA 04/2014 Present
Previous Registrations
  • 2011-08-23 → 2012-10-01
    Chase Investment Services Corp.
    El Monte, CA
    Los Angeles, CA
    Monrovia, CA
    Monrovia, CA
    El Monte, CA
    Los Angeles, CA
Other Businesses

Entity Name: roxanna martinez, landlord Investment related: N Address: los angeles ca 90042 Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 10/01/2021 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: rental/owner of the property ACTIVITY TYPE: 1 - OUTSIDE BUSINESS ACTIVITY WITH A NON-PUBLIC ENTITY NAME OF ENTITY: (SELF) POSITION: OWNER / LANDLORD - RENTAL PROPERTY START DATE: 3/1/2018 ADDRESS: 9804 LOS ANGELES, CA. DETAILS: House rental HOURS DEDICATED (per month unless otherwise indicated): NONE HOURS DURING TRADING: ZERO INVESTMENT RELATED: YES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-22
S63 Uniform Securities Agent State Law Examination 2006-07-28
  • S66 Uniform Combined State Law Examination
    2011-08-22
  • S63 Uniform Securities Agent State Law Examination
    2006-07-28
Designations

View on SEC IAPD

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