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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-03-24 |
| AZ | RA | APPROVED | 2005-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Financial Network | Waltham | MA | 06/2005 | Present |
| Commonwealth Financial Network | Tuscon | AZ | 05/2005 | Present |
1. FREY FINANCIAL, AS INSURANCE AGENT SELLING FIXED INSURANCE PRODUCTS, CONDUCTED AT BRANCH, INVESTMENT RELATED. 2. FREY FINANCIAL LLC; OWNER OF PRIVATE ENTITY CREATED AS OPERATING COMPANY FOR SECURITIES, INVESTMENT ADVISORY AND INSURANCE BUSINESS, CONDUCTED AT BRANCH, INVESTMENT RELATED. 3. RENTING REAL ESTATE PROPERTIES LOCATED IN TUCSON, AZ, AS OWNER AND LANDLORD, NOT CONDUCTED AT BRANCH, NOT INVESTMENT RELATED. 4. 1. MEDROSA PRODUCTIONS, LLC, EXECUTIVE PRODUCER AND SOLE MEMBER OF FILM PRODUCTION COMPANY, NOT CONDUCTED AT BRANCH, NOT INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-08-21 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-17 |
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