Paul Bryan Berman

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2015 → Present
  Raymond James & Associates Inc
  Beverly Hills, CA

Previous Registrations

• 2007-05-25 → 2015-02-06
  Rbc Capital Markets, Llc
  Century City, CA
• 2003-07-01 → 2007-05-30
  Wells Fargo Clearing Services, Llc
  Los Angeles, CA
  Los Angeles, CA
• 1999-10-04 → 2003-07-01
  Prudential Equity Group, Llc
  Los Angeles, CA

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-11-08
• S63 Uniform Securities Agent State Law Examination
  1983-08-02

Other Names

• Paul Bryan Berman