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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| ME | RA | APPROVED | 2020-10-19 |
Branch Locations
165 Main St Suite 2D Po Box 68, Damariscotta, ME 04543 • United States
Freeport, ME • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Damariscotta | ME | 09/2013 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Damariscotta | ME | 11/2016 | 10/2020 |
| Ameriprise Financial Services Inc | Varmouth | ME | 10/2020 | 10/2020 |
| Ameriprise Financial Services, Llc | Damariscotta | ME | 03/2020 | 03/2020 |
| Ameriprise Financial Services, Llc. | Damariscotta | ME | 10/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-29 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-26 |
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