Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ME RA APPROVED 2014-01-21
  • ME RA
    APPROVED
    Since 2014-01-21

Branch Locations

223 Main St, Damariscotta, ME 04543 • United States

39 Gardiner Rd, Wiscasset, ME 04578 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Investment Services St. Cloud MN 03/2010 Present
Cetera Investment Advisers Llc Damariscotta ME 01/2014 Present
First National Bank Damariscotta ME 01/2018 Present
  • 03/2010 → Present
    Cetera Investment Services
    St. Cloud, MN
  • 01/2014 → Present
    Damariscotta, ME
  • 01/2018 → Present
    First National Bank
    Damariscotta, ME
Previous Registrations
  • 2009-11-17 → 2010-02-17
    Td Wealth Management Services Inc.
    Camden, ME
  • 2007-05-29 → 2009-11-17
    Cetera Investment Services Llc
    Camden, ME
Other Businesses

SALE OF FIXED INSURANCE THROUGH FIRST NATIONAL BANK AND JBC COMPANIES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-12
  • S66 Uniform Combined State Law Examination
    2007-04-12
Other Names
  • Judith Elaine Mclain
  • Judith Elaine Staples
  • Judith Elaine Mcdonald

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Damariscotta, ME

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor