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Current Employers
Amuni Financial, Inc.

720 Second Ave S, St Petersburg, FL 33701 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2025-10-15
  • AR RA
    APPROVED
    Since 2025-10-15

Branch Locations

1501 N University Ave Suite 330, Little Rock, AR 72207 • United States

Little Rock, AR • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
American Municipal Securities, Inc. Little Rock AR 01/1993 Present
  • 01/1993 → Present
    American Municipal Securities, Inc.
    Little Rock, AR
Other Businesses

KIWANIS CLUB/NOT INVESTMENT RELATED/PO BOX 56007 LITTLE ROCK AR 72215/COMMUNITY SERVICE/SECRETARY-TREASURER/MARCH 5 2018/WILL WORK ABOUT 6 HOURS MONTHLY NOT DURING TRADING HOURS/I WILL MAKE REPORTS, PREPARE BURGETS AND WRITE CHECKS AS INSTRUCTED.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-29
S63 Uniform Securities Agent State Law Examination 1989-07-11
  • S65 Uniform Investment Adviser Law Examination
    2025-09-29
  • S63 Uniform Securities Agent State Law Examination
    1989-07-11

View on SEC IAPD

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