Allen Dale Smith

Current Employers

Employment History

• 08/2011 → Present
  First Bancorp
  Apex, NC
• 12/2012 → Present
  Infinex Investments, Inc.
  Apex, NC

Previous Registrations

• 2012-05-17 → 2012-11-15
  Lpl Financial Llc
  Apex, NC
  Southern Pines, NC
  Apex, NC
  Sanford, NC
• 2009-10-05 → 2011-09-30
  Sorrento Pacific Financial, Llc
  Atlanta, GA
  San Diego, CA
• 2007-03-12 → 2007-10-26
  Cuso Financial Services, L.P.
  Winston-Salem, NC

Other Businesses

1) EVP OF WEALTH MANAGEMENT FOR FIRST BANCORP, RETAIL COMMERCIAL BANKING, FULL-TIME HEAD OF WEALTH MMGT. STARTED OM 8/15/2011, ADDRESS: FIRST BANK 402 E WILLIAMS ST. APEX, NC 27502 2) CONSULTANT TO MIDWOOD FINANCIAL SERVICES; THIRD PARTY MARKETING FIRM. START DATE 01/2006, 1/2 MONTHLY, 1/2 MONTHLY DURING MARKET TRADING HOURS, MAKE INTRODUCTIONS FROM TIME TO TIME - ADDRESS: 16000 VENTURA BLVD - STE 500, ENCINO CA 91436

Exams

• S66 Uniform Combined State Law Examination
  2007-03-08
• S63 Uniform Securities Agent State Law Examination
  1999-05-19

Other Names

• Allen Dale Smith
• Allen Dale Smith
• Allen D. Smith