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Walter Elting Storm

Stonex Advisors Inc.

Birmingham, AL

Alpharetta, GA

CRD 717101

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Employer firm

Stonex Advisors Inc. CRD 174182

$5.09B regulatory AUM 52 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Stonex Advisors Inc.

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2021-01-05
  • GA RA
    APPROVED
    Since 2021-01-05

Branch Locations

2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States

2402 Abbey Court, Alpharetta, GA 30004 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stonex Securities Inc. Alpharetta GA 06/1991 Present
Stonex Advisors Inc. Alpharetta GA 01/2021 Present
  • 06/1991 → Present
    Stonex Securities Inc.
    Alpharetta, GA
  • 01/2021 → Present
    Alpharetta, GA
Other Businesses

1. WALTER E. STORM & ASSOCIATES, INC. | 2402 ABBEY CT ALPHARETTA, GA 30004| NATURE OF BUSINESS: FINANCIAL SERVICES| INVESTMENT RELATED| CFO | DUTIES: RUN BUSINESS EXPENSES THROUGH THIS ENTITY| START DATE: 6.1.1992| HOURS DEVOTED TO BUSINESS: 5 HRS/MONTH | HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 0 HOURS/MONTH.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-12-31
S63 Uniform Securities Agent State Law Examination 1980-10-27
  • S66 Uniform Combined State Law Examination
    2020-12-31
  • S63 Uniform Securities Agent State Law Examination
    1980-10-27
Other Names
  • Wes Storm
  • Walter Elting Storm

View on SEC IAPD

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