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2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-01-05 |
Branch Locations
2 Perimeter Park South Suite 500 West, Birmingham, AL 35243 • United States
2402 Abbey Court, Alpharetta, GA 30004 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stonex Securities Inc. | Alpharetta | GA | 06/1991 | Present |
| Stonex Advisors Inc. | Alpharetta | GA | 01/2021 | Present |
1. WALTER E. STORM & ASSOCIATES, INC. | 2402 ABBEY CT ALPHARETTA, GA 30004| NATURE OF BUSINESS: FINANCIAL SERVICES| INVESTMENT RELATED| CFO | DUTIES: RUN BUSINESS EXPENSES THROUGH THIS ENTITY| START DATE: 6.1.1992| HOURS DEVOTED TO BUSINESS: 5 HRS/MONTH | HOURS DEVOTED TO BUSINESS DURING MARKET HOURS: 0 HOURS/MONTH.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-12-31 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-27 |
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