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328 Newman Springs Road, Red Bank, NJ 07701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2023-04-13 |
Branch Locations
3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Clu Wealth Advisors | New York | NY | 05/2013 | 09/2022 |
| Lincoln Financial Advisors | New York | NY | 02/2016 | 09/2022 |
| Summit Financial, Llc | Parsippany | NJ | 09/2022 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 09/2022 | Present |
| Garden State Securities, Inc. | Red Bank | NJ | 03/2023 | Present |
| Protection Point Advisors | Roseville | CA | 02/2024 | Present |
1) 1. Name- Summit Financial DBA CLU Wealth Advisors 2. Investment related - Yes 3. Address- 310 West 86 Street PHN, New York, NY 10024 4. Nature - RIA 5. position - Advisor 6. start date - 09/2022 7. number of hours/month - 160 8. number of hours during securities trading hours - 7 9. duties - Advisor and Financial Planner 2) PAUL STAWINSKI 310 WEST 86TH STREET, SUITE PH NEW YORK, NY 10024 CATEGORY: OTHER INVESTMENT RELATED: NO TITLE: CAPTAIN OF A YACHT CHARTER DUTIES: CHARTER MY YACHT START DATE: 5/23/2020 HOURS PER MONTH: 15 HOURS PER MONTH DURING TRADING HOURS: 0 3) 1. Name - PKS Financial 2. Investment related - Yes 3. Address - 80 State Street, Albany NY 12207 4. Nature - Fixed / Traditional Insurance 5. position - Agent 6. start date - 09/2022 7. number of hours/month - 20 8. number of hours during securities trading hours - 20 9. duties - Sales of Fixed / Traditional insurance products 4)1. Name - Fixed Insurance 2. Investment related - Yes 3. Address - 310 West 86 Street PHN, New York, NY 10024 4. Nature - Fixed / Traditional Insurance 5. position - Agent 6. start date - 04/2016 7. number of hours/month - 100 8. number of hours during securities trading hours - 80 9. duties - Sales of Fixed / Traditional insurance products
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2022-01-04 |
| S63 | Uniform Securities Agent State Law Examination | 1997-03-05 |
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