Paul Jacques Stawinski

Employer firm

Garden State Investment Advisory Services, LLC CRD 133088

$674M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2013 → 09/2022
  Clu Wealth Advisors
  New York, NY
• 02/2016 → 09/2022
  Lincoln Financial Advisors
  New York, NY
• 09/2022 → Present
  Summit Financial, Llc
  Parsippany, NJ
• 09/2022 → Present
  Purshe Kaplan Sterling Investments
  Albany, NY
• 03/2023 → Present
  Garden State Securities, Inc.
  Red Bank, NJ
• 02/2024 → Present
  Protection Point Advisors
  Roseville, CA

Previous Registrations

• 2022-09-02 → 2023-03-22
  Summit Financial, Llc
  New York, NY
• 2022-01-05 → 2022-09-14
  Osaic Fa, Inc.
  New York, NY
  New York, NY
  Rye Brook, NY
• 2005-06-01 → 2006-08-25
  Equitable Advisors, Llc
  New York, NY
  New York, NY
  New York, NY
• 2001-04-16 → 2005-06-01
  Mony Securities Corporation
  New York, NY

Other Businesses

1) 1. Name- Summit Financial DBA CLU Wealth Advisors 2. Investment related - Yes 3. Address- 310 West 86 Street PHN, New York, NY 10024 4. Nature - RIA 5. position - Advisor 6. start date - 09/2022 7. number of hours/month - 160 8. number of hours during securities trading hours - 7 9. duties - Advisor and Financial Planner 2) PAUL STAWINSKI 310 WEST 86TH STREET, SUITE PH NEW YORK, NY 10024 CATEGORY: OTHER INVESTMENT RELATED: NO TITLE: CAPTAIN OF A YACHT CHARTER DUTIES: CHARTER MY YACHT START DATE: 5/23/2020 HOURS PER MONTH: 15 HOURS PER MONTH DURING TRADING HOURS: 0 3) 1. Name - PKS Financial 2. Investment related - Yes 3. Address - 80 State Street, Albany NY 12207 4. Nature - Fixed / Traditional Insurance 5. position - Agent 6. start date - 09/2022 7. number of hours/month - 20 8. number of hours during securities trading hours - 20 9. duties - Sales of Fixed / Traditional insurance products 4)1. Name - Fixed Insurance 2. Investment related - Yes 3. Address - 310 West 86 Street PHN, New York, NY 10024 4. Nature - Fixed / Traditional Insurance 5. position - Agent 6. start date - 04/2016 7. number of hours/month - 100 8. number of hours during securities trading hours - 80 9. duties - Sales of Fixed / Traditional insurance products

Exams

• S66 Uniform Combined State Law Examination
  2022-01-04
• S63 Uniform Securities Agent State Law Examination
  1997-03-05

Other Names

• Paul Jacques Stawinski