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Account
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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-08-12 |
| TX | RA | APPROVED_RES | 2012-10-04 |
| GA | RA | APPROVED | 2011-12-07 |
| CT | RA | APPROVED | 2011-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith | Southbury | CT | 11/2011 | Present |
| Bank Of America, N.A. | Southbury | CT | 01/2012 | Present |
I*: 2219284 Entity Type: Charitable Name of OBA: Gifts of Love Address: Avon, CT 06001 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 5/1/2025 Number of Hours: 8 hrs mthly Number of Hours during trading: 0 Duties: Serve as board member to help raise awareness of organization's purpose.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-12-28 |
| S63 | Uniform Securities Agent State Law Examination | 1984-12-26 |
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