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Jay Thomas Stainsby

Osaic Wealth, Inc.

Scottsdale, AZ

CRD 716959

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Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2023-11-03
  • NY RA
    APPROVED
    Since 2023-11-03

Branch Locations

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Foresters Advisory Services Llc Edison NJ 08/2012 06/2019
Foresters Financial Services Cheektowaga NY 10/2012 11/2018
Foresters Financial Services Binghamton NY 01/2018 04/2018
Foresters Financial Services Boston MA 06/2018 11/2018
Foresters Financial Services Cheektowaga NY 11/2018 06/2019
Cetera Investment Services Llc Saint Cloud MN 06/2019 04/2022
Cetera Investment Advisers Llc Cheektowaga NY 06/2019 04/2022
Fsc Securities Corporation Atlanta GA 07/2023 Present
Pinpoint Global Commumications Nashua NH 04/2022 07/2023
Osaic Wealth, Inc. Jersey City NJ 11/2023 Present
  • 08/2012 → 06/2019
    Foresters Advisory Services Llc
    Edison, NJ
  • 10/2012 → 11/2018
    Foresters Financial Services
    Cheektowaga, NY
  • 01/2018 → 04/2018
    Foresters Financial Services
    Binghamton, NY
  • 06/2018 → 11/2018
    Foresters Financial Services
    Boston, MA
  • 11/2018 → 06/2019
    Foresters Financial Services
    Cheektowaga, NY
  • 06/2019 → 04/2022
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 06/2019 → 04/2022
    Cheektowaga, NY
  • 07/2023 → Present
    Fsc Securities Corporation
    Atlanta, GA
  • 04/2022 → 07/2023
    Pinpoint Global Commumications
    Nashua, NH
  • 11/2023 → Present
    Jersey City, NJ
Previous Registrations
  • 2023-08-11 → 2023-11-03
    Fsc Securities Corporation
    Atlanta, GA
    N Tonawanda, NY
  • 2019-06-20 → 2022-04-07
    Cheektowaga, NY
  • 2012-09-26 → 2019-06-20
    Foresters Advisory Services, Llc
    Edison, NJ
Other Businesses

Consultant to Pinpoint Global Communications. Non-investment related. 1167 Bowen Dr. West - North Tonawanda, NY 14120 Independent Contractor - Consultant Start date: April 2023 Less than 10 hours per month. Offer insights on training and compliance systems that the firm develops. Also offer some strategic recommendations.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1989-05-16
  • S63 Uniform Securities Agent State Law Examination
    1989-05-16
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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