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Osaic Wealth, Inc. CRD 23131
$235B regulatory AUM 56,660 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-11-03 |
Branch Locations
18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • UNITED STATES
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Advisory Services Llc | Edison | NJ | 08/2012 | 06/2019 |
| Foresters Financial Services | Cheektowaga | NY | 10/2012 | 11/2018 |
| Foresters Financial Services | Binghamton | NY | 01/2018 | 04/2018 |
| Foresters Financial Services | Boston | MA | 06/2018 | 11/2018 |
| Foresters Financial Services | Cheektowaga | NY | 11/2018 | 06/2019 |
| Cetera Investment Services Llc | Saint Cloud | MN | 06/2019 | 04/2022 |
| Cetera Investment Advisers Llc | Cheektowaga | NY | 06/2019 | 04/2022 |
| Fsc Securities Corporation | Atlanta | GA | 07/2023 | Present |
| Pinpoint Global Commumications | Nashua | NH | 04/2022 | 07/2023 |
| Osaic Wealth, Inc. | Jersey City | NJ | 11/2023 | Present |
Consultant to Pinpoint Global Communications. Non-investment related. 1167 Bowen Dr. West - North Tonawanda, NY 14120 Independent Contractor - Consultant Start date: April 2023 Less than 10 hours per month. Offer insights on training and compliance systems that the firm develops. Also offer some strategic recommendations.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-05-16 |
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