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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2022-02-10
TX RA APPROVED 2022-02-09
  • KS RA
    APPROVED
    Since 2022-02-10
  • TX RA
    APPROVED
    Since 2022-02-09

Branch Locations

5940 E Central, Wichita, KS 67208 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Hornor, Townsend & Kent, Inc. Wichita KS 02/1992 02/2022
Cambridge Investment Research, Inc. Fairfield IA 02/2022 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 02/2022 Present
Previous Registrations
Other Businesses

1) SCHRECK FINANCIAL GROUP, LLC / 5940 E Central, Wichita KS 67208 / 08/15/1974 / INV REL / INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES / 120 HR/MO - 120 HR/MO TRADING 2) CENTRAL FINANCIAL CENTER / 5940 E Central, Wichita KS 67208 / 01/01/1985 / NIR / OWNER- OFFICE BUILDING / 0 HR/MO - 0HR/MO TRADING 3) CIRA / 1776 PLEASANT PLAIN RD, FAIRFIELD, IA 52556 / AS ADVISORY REP OF A RIA / INV REL / 80 HR/MO - 40 HR/MO TRADING. SEE EMPLOYMENT FOR START DATE.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1987-07-10
  • S63 Uniform Securities Agent State Law Examination
    1987-07-10
Designations

View on SEC IAPD

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