Donald Marshall Cox

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2014-12-08
MI	RA	APPROVED	2010-10-12

FL RA
APPROVED

Since 2014-12-08
MI RA
APPROVED

Since 2010-10-12

Branch Locations

3003 Biddle Avenue, Wyandotte, MI 48192 • United States

Naples, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Wyandotte	MI	10/2004	Present
Raymond James & Associates, Inc.	Naples	FL	05/2009	Present

10/2004 → Present

Raymond James & Associates

Wyandotte, MI
05/2009 → Present

Raymond James & Associates, Inc.

Naples, FL

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1999-12-06
S63	Uniform Securities Agent State Law Examination	1980-06-23

S65 Uniform Investment Adviser Law Examination

1999-12-06
S63 Uniform Securities Agent State Law Examination

1980-06-23

View on SEC IAPD

Current Employers

Raymond James & Associates, Inc.

Disclosures

Employment History

Exams

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