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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2015-05-06
TX RA APPROVED 2010-09-27
MI RA APPROVED 2010-08-20
  • FL RA
    APPROVED
    Since 2015-05-06
  • TX RA
    APPROVED
    Since 2010-09-27
  • MI RA
    APPROVED
    Since 2010-08-20

Branch Locations

3003 Biddle Avenue, Wyandotte, MI 48192 • United States

Estero, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Wyandotte MI 08/2010 Present
Raymond James & Associates, Inc. Estero FL 01/2018 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-16
S63 Uniform Securities Agent State Law Examination 1994-11-25
  • S65 Uniform Investment Adviser Law Examination
    1994-12-16
  • S63 Uniform Securities Agent State Law Examination
    1994-11-25
Other Names
  • Steven Falzone

View on SEC IAPD

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