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Philip Anthony Buccini

Oppenheimer & Co. Inc.

Wyandotte, MI

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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2020-05-28
  • MI RA
    APPROVED
    Since 2020-05-28

Branch Locations

3106 Biddle Avenue, Wyandotte, MI 48192 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fahnestock & Co., Inc. Bloomfield Hills MI 01/1999 Present
  • 01/1999 → Present
    Fahnestock & Co., Inc.
    Bloomfield Hills, MI
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-05-27
S63 Uniform Securities Agent State Law Examination 1998-12-19
  • S65 Uniform Investment Adviser Law Examination
    2020-05-27
  • S63 Uniform Securities Agent State Law Examination
    1998-12-19

View on SEC IAPD

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Other Investors

FRANK ERWIN DEETER
BRETT DEETER
Danielle Virginia Kerns
VONDA ROCHELLE GRANT
BRYAN ELDIE MORGAN
Jeanette C Clinton
STEPHEN TIMOTHY FALZONE
DONALD MARSHALL COX

Other Offices

THRIVENT INVESTMENT MANAGEMENT INC. · Wyandotte, MI
RAYMOND JAMES & ASSOCIATES, INC. · WYANDOTTE, MI
LEGACY INVESTMENT ADVISORS LLC · WYANDOTTE, MI
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · WYANDOTTE, MI
KEY CONCERNS INC · WYANDOTTE, MI
EDWARD JONES · Wyandotte, MI
J.P. MORGAN SECURITIES LLC · WYANDOTTE, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Wyandotte, MI

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