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428 Hartford Tpke, Suite 109, Vernon, CT 06066 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 1988-02-23 |
Branch Locations
428 Hartford Turnpike Suite 109, Vernon, CT 06066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Key Financial Concepts | Vernon | CT | 07/1987 | Present |
| Sagepoint Financial | Vernon | CT | 03/2014 | 09/2023 |
| Osaic Wealth, Inc. | Vernon | CT | 09/2023 | Present |
1. KEY FINANCIAL CONCEPTS, INC; POSITION: PRESIDENT; NATURE: CORPORATION; INVESTMENT RELATED: YES; NUMBER OF HOURS: 40; INVESTMENT RELATED HOURS: 35; START DATE: 07/07/1987; ADDRESS: 428 HARTFORD TPKE., SUITE 109A, VERNON CT 06066; DESCRIPTION: FINANCIAL PLANNING AND INVESTMENT ADVISOR SERVICES. 2. PETER JESANIS; POSITION: AGENT; NATURE: INSURANCE AGENT; INVESTMENT RELATED: YES; NUMBER OF HOURS: 5; INVESTMENT RELATED HOURS: 2; START DATE: 09/24/1983; ADDRESS: 428 HARTFORD TPKE, SUITE 109A, VERNON CT 06066; DESCRIPTION: INSURANCE SALES. 3. KEY FINANCIAL CONCEPTS, INC; POSITION: PRESIDENT; NATURE: CORPORATION; INVESTMENT RELATED: NO; NUMBER OF HOURS: 10; INVESTMENT RELATED HOURS: 2; START DATE: 07/07/1987; ADDRESS: 428 HARTFORD TPKE, SUITE 109A, VERNON CT 06066; DESCRIPTION: INCOME TAX PREPARATION.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-08-07 |
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