Best Investors Account Sign in
Inactive

James Robert Haas

Haas Investment Management LLC

Newport News, VA

Claim This Profile
Current Employers
Haas Investment Management Llc

712 Mobjack Place, Newport News, VA 23606 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2010-10-04
  • VA RA
    APPROVED
    Since 2010-10-04

Branch Locations

712 Mobjack Place, Newport News, VA 23606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Haas Invesetment Management, Llc Newport News VA 09/2010 Present
Haas Investments Newport News VA 11/1979 Present
  • 09/2010 → Present
    Haas Invesetment Management, Llc
    Newport News, VA
  • 11/1979 → Present
    Haas Investments
    Newport News, VA
Previous Registrations
  • 2008-10-29 → 2010-09-29
    Vsr Financial Services, Inc.
    Newport News, VA
    Overland Park, KS
  • 2005-08-10 → 2008-10-28
    Osaic Wealth, Inc.
    Newport News, VA
  • 1997-07-07 → 2003-12-31
    Dukes & Co Advisory, Inc.
    Virginia Beach, VA
Other Businesses

INSURANCE SALES AND SERVICES DBA-HAAS INVESTMENT; INVESTMENT RELATED; NEWPORT NEWS, VA; APPROXIMATELY 90% OF TIME SPENT IN THIS BUSINESS PRACTICE.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-22
S63 Uniform Securities Agent State Law Examination 1981-06-24
  • S65 Uniform Investment Adviser Law Examination
    1993-03-22
  • S63 Uniform Securities Agent State Law Examination
    1981-06-24
Other Names
  • Jim Haas

View on SEC IAPD

Other Firms

MORGAN STANLEY
LPL FINANCIAL LLC
OCTOBER EFFECT LTD.
INTERACTIVE FINANCIAL ADVISORS
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
MAGNOLIA LANE CAPITAL, LLC

Other Investors

CHRISTINA M AUSTIN
JAMES H. CALE
SHAWN EUGENE NEIGHBOR
JOHN S GAJDEK
WILLIAM CHARLES JARRETT
MATTHEW GORDON MONTGOMERY
SHANNON METCALFE GREEN
RYANN JEAN MACLUSKIE

Other Offices

MORGAN STANLEY · Newport News, VA
LPL FINANCIAL LLC · NEWPORT NEWS, VA
OCTOBER EFFECT LTD. · Newport News, VA
INTERACTIVE FINANCIAL ADVISORS · Newport News, VA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · NEWPORT NEW, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · NEWPORT NEWS, VA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Newport News, VA

More in Newport News, VA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor