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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-05-04 |
| CO | RA | APPROVED | 2003-03-14 |
Branch Locations
2520 S. Grand Ave. Suite 210, Glenwood Springs, CO 81601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Glenwood Springs | CO | 03/2003 | Present |
MNS GROUP LLC; 605 W. COLUMBIA CT. GLENWOOD SPRINGS CO 81601; REAL ESTATE HOLDING COMPANY; MEMBER; TENANT/ LENDER MANAGEMENT; AFFILIATION STARTED 08/10/2015; 1 HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED. Community on the Move; 802 Grand Ave, Glenwood Springs, CO 61601; Chairman - run meetings & contribute direction; 08/22/2018; 2.00 Hour(s) Per Week - may be during securities trading hours; Not Investment-Related. Glenwood Springs Golf Club; PO Box 2284, Glenwood Springs, CO 81602; Private Golf Club; Board of Directors Member; Board Meetings; 03/19/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 1980-11-03 |
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