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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-11-08 |
| CA | RA | APPROVED | 2011-05-06 |
Branch Locations
520 Newport Center Dr, Newport Beach, CA 92660 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch | Ontario | CA | 09/2007 | Present |
| Bank Of America, N.A. | Newport Beach | CA | 02/2012 | Present |
I*50394 For profit or not for profit: Non-Profit Organization (other than Non-Profit FinancialInstitution) Name of outside business organization: OC Ducks Investment related: N Address of business: Irvine, California 92619 Nature of business: Orange County Alumni Club, Position, title, association: Director, Start date of relationship: 2/1/2012 Number of hours devoted: 5 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Membership coordination, communicating with club General Notes:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-05-05 |
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