Judy Lowe Rubin

Current Employers

Employment History

• 04/2011 → 06/2020
  Royal Alliance Associates
  Clayton, MO
• 06/2020 → Present
  Steward Partners Investment Advisory, Llc
  St. Louis, MO
• 01/2012 → Present
  Plaza Advisory Group, Llc
  St. Louis, MO
• 06/2020 → 05/2022
  Raymond James Financial Services, Inc.
  St. Louis, MO
• 05/2022 → Present
  Steward Partners Investment Solutions, Llc
  St. Louis, MO

Previous Registrations

• 2011-04-20 → 2020-06-15
  Osaic Wealth, Inc.
  St. Louis, MO
• 2011-06-15 → 2011-12-31
  Plaza Financial Advisors Inc
  Clayton, MO
• 2009-06-01 → 2011-04-21
  Morgan Stanley
  Clayton, MO
• 1999-02-26 → 2009-06-01
  Citigroup Global Markets Inc.
  Clayton, MO
  Clayton, MO

Other Businesses

1)Name of Business: Kiawah Island Condo; Address: 212 Lancaster Drive, Clayton, MO 63105; Activity Type: Rental Real Estate; Position/Title: Owner/Proprietor; Investment Related: Yes; Start Date: 9/01/1982; Hrs per month devoted : 2-10; Hrs per month devoted during trading hours: 0-1; Description of duties: I own a vacation condo that is rented out when I am not using it by a property management company 2) Steward Partners Global Advisory Address: Saint Louis, MO Nature: Non-variable Insurance Position/Title: Agent Investment Related: Yes Start Date: 06/09/2020 Hours per month: 2 Hours per month during trading hours: 2 Duties: install insurance products listed. 3) Steward Partners Investment Advisory LLC. Address: Saint Louis, MO Nature: Independent RIA Position/Title: Investment Adviser Investment Related: Yes Start Date: 06/09/2020 Hours per month: 0 Hours per month during trading hours: 0 Duties: Provide Advisory services to clients. 4) Foundation for Barnes Jewish Hospital; St. Louis, MO; Nature: Charitable arm of large hospital group; Position/Title: Chairman of the Finance Committee for the Foundation for Barnes Hospital; Start date: 12/31/2023; 2-10 Hours/Mo devoted to this activity; 0-1 Hours/Mo devoted to this activity during trading hours; Not investment related. 5) Name of Business: Plaza Advisory Group, LLC; City/State: St. Louis, MO; Activity Type: Business Ownership; Position/Title: President, Managing Director; Duties: Strategic planning and leadership for LLC; Start date: 04/26/2024; 50 HRs/Mo devoted to this activity; 50 HRs/Mo devoted to this activity during trading hours; Not Investment Related.

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-01-22
• S63 Uniform Securities Agent State Law Examination
  1998-12-21

Designations

Other Names

• Judith Elizabeth Lowe
• Judy Lowe
• Judy Lowe Holt