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Employer firm

Rhodes Investment Advisors, Inc. CRD 114245

$419M regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rhodes Investment Advisors, Inc.

306 West 7Th Street Suite 1000, Fort Worth, TX 76012 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2002-05-13
  • TX RA
    APPROVED
    Since 2002-05-13

Branch Locations

306 West 7Th Street Suite 1000, Fort Worth, TX 76012 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Rhodes Securities, Inc. Fort Worth TX 04/2002 Present
Rhodes Investment Advisors, Inc Fort Worth TX 04/2002 Present
Other Businesses

1.) INSURANCE AGENT REPRESENTING SEVERAL COMPANIES. 2.) INDEPENDENT CONTRACTOR REGISTERED REPRESENTATIVE OF RHODES SECURITIES, INC. DBA VANN INVESTMENTS LOCATED AT 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102 30 HOURS A WEEK. 3) 1921 Briarwood LLC; Investment Related; Fort Worth, Tx.; Real estate acquisition for short term rentals; Partner; Director; 02-2024; Approximately 1 hour per month; Approximately less than 1 hour per month during securities trading hours; Investment.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-04-18
S63 Uniform Securities Agent State Law Examination 1980-10-16
  • S65 Uniform Investment Adviser Law Examination
    1997-04-18
  • S63 Uniform Securities Agent State Law Examination
    1980-10-16
Other Names
  • John Rush Vann
  • Rush Vann

View on SEC IAPD

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