Alphonse Albert Procaccino

Employer firm

Castle Financial & Retirement Planning Associates Inc CRD 107865

$108M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/1992 → Present
  Castle Financial & Retirement Planning Assoc, Inc.
  Hazlet, NJ
• 06/2017 → 12/2020
  Imst Distributors, Llc
  Hazlet, NJ
• 03/2025 → Present
  The Leaders Group Inc
  Summit, NJ
• 06/2021 → 03/2025
  Modern Capital Securtiies
  Raleigh, NC

Previous Registrations

• 1998-01-05 → 2015-12-31
  Cadaret, Grant & Co., Inc.
  New York, NY
  Hazlet, NJ
  Naples, FL
  Philadelphia, PA

Other Businesses

1.) CASTLE FINANCIAL & RETIREMENT PLANNING ASSOC - 6/3/92 - 704 River Road, Suite 208, Fair Haven, NJ 07704 - President, CCO & IAR, Sales/run agency, Invt Rel, Insurance & IAR business, 160 hrs/mo; 160 hrs/mo (during trading hours). 2.) REYNOLDS BENEFITS - 4/15/25 - 740 River Road, Suite 208, Fair Haven, NJ 07704 - Investment Advisory & Financial Planning, Invt advisory & fin planning, Invt Rel, Insurance business, 5 hrs/mo; 5 hrs/mo (during trading hours).

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-12-21
• S63 Uniform Securities Agent State Law Examination
  1981-06-30

Designations

• Certified Financial Planner

Other Names

• Al Procaccino
• Alphonse Albert Procaccino