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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-08-22 |
| TX | RA | APPROVED_RES | 2019-08-16 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pennington | NJ | 03/2016 | 06/2019 |
| Merrill Edge / Bank Of America | Pennington | NJ | 03/2016 | 06/2019 |
| J.P. Morgan Securities Llc | Fair Haven | NJ | 06/2019 | Present |
| Jpmorgan Chase Bank, N.A. | Fair Haven | NJ | 06/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-04-28 |
| S63 | Uniform Securities Agent State Law Examination | 2003-02-13 |
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