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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2003-05-09 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 01/2003 | Present |
| Bank Of America, N.A. | Fort Worth | TX | 07/2011 | Present |
10/31/20002-FOR-PROFIT-NEAL NELSON RENTAL PROPERTY-5306 LEDGESTONE DR.-FORT WORTH TX 76132-NON INV - OWNER-RENTAL PROPERTY-SOLE PROPRIETORSHIP- ENTITY HAS OWNED PROPERTY FOR MORE THAN SEVEN YEARS AT 5205, 5207, 5304, AND 5306 LEDGESTONE DR., AND AT 613 WESTWOOD AVE. IN FORT WORTH, TX.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-06-17 |
| S66 | Uniform Combined State Law Examination | 2003-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-14 |
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