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David Bruce Topkin

Stifel, Nicolaus & Company, Incorporated

Mystic, CT

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2016-06-10
TX RA APPROVED 2016-06-10
  • CT RA
    APPROVED
    Since 2016-06-10
  • TX RA
    APPROVED
    Since 2016-06-10

Branch Locations

38 East Main Street, Mystic, CT 06355 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc New London CT 06/2016 Present
  • 06/2016 → Present
    Stifel Nicolaus & Co Inc
    New London, CT
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1988-03-23
  • S63 Uniform Securities Agent State Law Examination
    1988-03-23

View on SEC IAPD

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