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9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-01-14 |
| TX | RA | APPROVED | 2025-01-14 |
Branch Locations
9300 Shelbyville Rd. Suite 1310, Louisville, KY 40222 • United States
174 Saundersville Rd, Suite 502, Hendersonville, TN 37075 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corporation | Brentwood | TN | 11/2013 | 11/2019 |
| Lpl Financial Llc | Fort Mill | SC | 11/2019 | Present |
| Kpp Advisory Services Llc | Hendersonville | TN | 01/2025 | Present |
| Fsc Securities Corporation | Atlanta | GA | 01/2003 | 11/2019 |
1)11/1/19- AMF Financial Group- DBA for LPL Business (entity for LPL business)- Inv. Related- Hendersonville,TN- 100% 2)11/1/19- AMF Financial Group- Notary- Inv. Related- Hendersonville, TN- start date 1/2004- 1ht/mth- 1% 3)11/1/19- -CD Properties- Real Estate Rental- Co-owner- Inv. Related- Hendersonville, TN-start date 5/1/2016- 1% 4)11/1/19- ARNOLD, MCILLWAIN, FERGUSON, LLC- Business Entity for Tax-Investment Purposes- member- Inv. Related- Hendersonville, TN- start date 1/2004- 0% 5)12/7/22 - Dempsey - Investment Related - Atlanta, GA - Non-Variable Insurance - Start Date - 11/01/2019 - 1 Hours Per Month/0 Hours During Securities Trading 6) 01/15/2025 - KPP Advisory Services, LLC - Investment Related - Registered Investment Advisor Hybrid - At Reported Business Location(s) - Start Date:01/02/2025 - 150 Hrs/Mth - 150 Hrs During Trading.I provide investment advisory services through KPP Advisory Services, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 150 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 7) 01/09/2025 - AMF & ROI Financial - Investment Related - DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date:01/02/2025 - 150 Hrs/Mth - 150 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-09-16 |
| S63 | Uniform Securities Agent State Law Examination | 1981-02-20 |
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