John Earle Neff

Current Employers

Employment History

• 02/1999 → 08/2025
  Ubs Financial Services Inc.
  Austin, TX
• 08/2025 → Present
  J.P. Morgan Securities Llc
  Dallas, TX
• 08/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Dallas, TX

Previous Registrations

• 2000-08-14 → 2025-09-08
  Ubs Financial Services Inc.
  Austin, TX
  Weehawken, NJ
  Austin, TX
  Austin, TX
  Austin, TX

Other Businesses

Entity Name: balcones 354 LLC Investment related: No Address: Austin, Texas Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 07/25/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: My wife and I invested in this real estate venture. it is 354 acres of raw land that they are developing into smaller tracts, no connection to JP Morgan Chase. Effective 8/28/2025 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products. Seminary of the Southwest / United States / 501 E 32nd street / austin travis county / texas / United States / 78705 / www.ssw.edu / No / Foundation / / Education / / one of 9 accredited seminaries of the Episcopal Church of the United States / Active / Advisor or advisory group member if advice given may influence an officer/board / / I would be serving as an advisor on their Finance and Investment Committee mainly as an advisor on their 35 million dollar Endowment / 15 / No / No / No / No / Start Date 03/01/2018 / / Yes / we would meet 4 times a year / No / / No / No No / Austin Texas USA / No / / No / / a very close friend of mine, Clarke Heidrick, is Chairman of the Shivers Foundation, a foundation I have managed for 17 years. Clarke has also referred several clients to me over the years. He asked me if I could do this, he serves as Executive Chair on the Board / No / YMCA Camp of the Rockies/2515 tunnel road, estes park, CO, 80511 US/ advisor to their foundation investment account/ START DATE: 1/27/2022/ Time reqd during trading hours? yes 3)NAME OF OTHER BUSINESS: Helping Hand Home for Children / INVESTMENT RELATED?: N / ADDRESS: 3804 Ave. B, Austin, Texas / NATURE OF THE BUSINESS: to help foster children in the Austin area/ POSITION: Advisor or advisory group member if advice given may influence an officer/board / DUTIES: act as an advisor on their financial committee(investment committee / START DATE: 8/12/2020 / HOURS DEVOTED TO BUSINESS: NA

Exams

• S63 Uniform Securities Agent State Law Examination
  1980-08-26

Other Names

• John Earle Neff
• John Earle Neff