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Paul Blane Ortego

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Baton Rouge, LA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2015-12-22
MS RA APPROVED 2007-05-09
TX RA APPROVED_RES 1984-10-31
  • LA RA
    APPROVED
    Since 2015-12-22
  • MS RA
    APPROVED
    Since 2007-05-09
  • TX RA
    APPROVED_RES
    Since 1984-10-31

Branch Locations

445 North Blvd, Baton Rouge, LA 70802 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 03/1980 Present
Merrill Lynch, Pierce, Fenner & Smith Incorporated Baton Rouge LA 08/1980 Present
Bank Of America, N.A. Baton Rouge LA 12/2009 Present
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1982-05-06
  • S63 Uniform Securities Agent State Law Examination
    1982-05-06

View on SEC IAPD

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