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Don Gayle Brosz

Mai Capital Management, LLC

Cincinnati, OH

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Current Employers
Mai Capital Management, Llc

6050 Oak Tree Blvd Suite 500, Cleveland, OH 44131 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-05
IN RA APPROVED 2024-01-29
KY RA APPROVED 2024-01-29
OH RA APPROVED 2024-01-29
  • FL RA
    APPROVED
    Since 2024-02-05
  • IN RA
    APPROVED
    Since 2024-01-29
  • KY RA
    APPROVED
    Since 2024-01-29
  • OH RA
    APPROVED
    Since 2024-01-29

Branch Locations

9435 Waterstone Blvd. Suite 120, Cincinnati, OH 45249 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mai Capital Management Llc Cincinnati OH 01/2024 Present
Waterstone Investment Counsel Cincinnati OH 05/2011 01/2024
Previous Registrations
  • 2003-04-23 → 2024-03-04
    Waterstone Investment Counsel, Llc
    Cincinnati, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-08-12
S63 Uniform Securities Agent State Law Examination 1980-07-03
  • S65 Uniform Investment Adviser Law Examination
    1992-08-12
  • S63 Uniform Securities Agent State Law Examination
    1980-07-03

View on SEC IAPD

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MICHAEL WILLIAM POPIL
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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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