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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-03-03 |
| MI | RA | APPROVED | 2011-11-01 |
| OH | RA | APPROVED | 2011-10-31 |
| MO | RA | APPROVED | 2009-06-01 |
Branch Locations
14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Chesterfield | MO | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
*528489 - Private loan; Investment related: Yes; St Louis, Missouri; 04/2022; During business hours: 0; After business hours: 0 *590099 - SKL Legacy LLC; Investment related-Yes; St Louis, Missouri; Agriculture, Real Estate; Member (proprietor, partner, officer, director, employee, trustee, agent); 05/2024; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-02-13 |
| S63 | Uniform Securities Agent State Law Examination | 1980-10-31 |
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