John C Williams

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2012-08-30
TX	RA	APPROVED_RES	1996-01-18

PA RA
APPROVED

Since 2012-08-30
TX RA
APPROVED_RES

Since 1996-01-18

Branch Locations

101 West Elm Street, Conshohocken, PA 19428 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Radnor	PA	11/1991	Present

11/1991 → Present

Ubs Financial Services Inc.

Radnor, PA

Other Businesses

THE WOODLYNDE SCHOOL / 445 UPPER GULPH ROAD STRAFFORD,PA 19087 / EDUCATION / ATTEND 6 BOARD MEETINGS PER YEAR / MEMBER OF BOARD OF DIRECTORS / / BOARD MEMBER / START DATE 6/19/2014

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-01-27
S63	Uniform Securities Agent State Law Examination	1980-09-19

S65 Uniform Investment Adviser Law Examination

1995-01-27
S63 Uniform Securities Agent State Law Examination

1980-09-19

Other Names

John Craven Williams
John C Williams

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

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