William Henry Brown

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2018-10-31
PA	RA	APPROVED	2010-06-18
TX	RA	APPROVED_RES	2002-02-06

FL RA
APPROVED

Since 2018-10-31
PA RA
APPROVED

Since 2010-06-18
TX RA
APPROVED_RES

Since 2002-02-06

Branch Locations

417 Thorn St, Sewickley, PA 15143 • United States

Lantana, FL • United States

249 Royal Palm Way, Palm Beach, FL 33480 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pittsburgh	PA	06/1982	Present
Bank Of America, Na	Sewickley	PA	12/2009	Present

06/1982 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pittsburgh, PA
12/2009 → Present

Bank Of America, Na

Sewickley, PA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1994-05-31
S63	Uniform Securities Agent State Law Examination	1982-08-27

S65 Uniform Investment Adviser Law Examination

1994-05-31
S63 Uniform Securities Agent State Law Examination

1982-08-27

Other Names

William Henry Brown

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

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