Bradley Wayne Rothhammer

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2002 → 01/2024
  Woodbury Financial Services
  Greenwood Village, CO
• 01/2024 → Present
  Osaic Wealth, Inc.
  Greenwood Village, CO

Previous Registrations

• 2008-02-27 → 2024-01-19
  Woodbury Financial Services, Inc.
  Greenwood Village, CO
  Greenwood Village, CO
  Greenwood Village, CO

Other Businesses

1)BRADLEY W. ROTHHAMMER; NONINVT REL; 5347 VALENTIA WAY #200, GREENWOOD VILLAGE, CO 80111; SALES AND SERVICE OF INSURANCE PRODUCTS; OWNER, PRESIDENT; START 01/01/1981; 20 HRS/MTH; 20 HRS/MTH DURING TRADING; SALES AND SERVICE OF INSURANCE PRODUCTS. 2) CBD FINANCIAL, LLC; INV REL; 5347 S VALENTIA WAY SUITE 130 GREEWOOD VILLAGE, CO 80111; SALES OF TRADITIONAL INSURANCE; INSURANCE AGENT/BROKER; 1/1/2012; 270HR/MO; 240 HR/MO; SALES ANS SERVICES OF TRADITIONAL ISURANCE ACCOUNTS. 3)VALENTIA GROUP; NON INV REL; 5347 S VALENTIA WAY GREENWOOD, CO 80111; I MANAGE THE OFFICE BUILDING I OWN 25% OF; MANAGING MEMBER; 5/1/2006; 40HR/MO; 0HR/MO; MANAGE THE OFFICE BUILDING I OWN 25% OF. 4) ACE; NON INV REL; DENVER, CO; RAISE MONEY TO ASSIST INNER CITY CHILDREN IN REGARD TO FUTURE PARTICIPATION AS A PROFESSIONAL IN THE CONSTURCTION INDUSTRY; BOARD MEMBER; 1/1/2007; 1HR/MO; 1HR/MO; RAISE MONEY TO ASSIST INNER-CITY CHILDREN IN REGARD TO FUTURE PARTICIPATION AS A PROFESSIONAL IN THE CONSTRUCTION INDUSTRY. 5)DENVER HOSPICE; NON INV REL; DENVER, CO; RAISE MONEY TO PROVIDE HOSPICE FOR THE DYING; COMMITTE MEMBER; 1/1/2009; 5HR/MO; 1HR/MO; RAISE MONEY TO PROVIDE HOSPICE FOR THE DYING. 6) CANCER LEAGUE OF COLORADO; NON INV REL; GREENWOOD VILLAGE, CO; RAISE MONEY TO FIGHT CANCER; PRESIDENT OF THE CORPORATE BOARD; 1/1/2007; 20HR/MO; 5HR/MO; RAISE MONEY TO FIGHT CANCER. 7) ROTHHAMMER PROPERTIES, LLC POSITION: Managing member NATURE: Personal real estate investments INVESTMENT RELATED: No NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 0 START DATE: 09/20/2017 ADDRESS: 2405 Cherryridge Rd., Cherry Hills CO 80113, United States DESCRIPTION: Investor 8) CORPORATE BENEFIT DESIGN, LLC POSITION: Chief Executive Officer NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/08/2013 ADDRESS: 5347 S. Valentia Way, Suite 300, Greenwood Village CO 80111, United States DESCRIPTION: Sale of Group Health insurance. Sale of Life Insurance. Assist in selling businesses. Sale of annuities. 9) W. G. NIELSEN AND ASSOCIATES POSITION: none NATURE: As approved by Woodbury, present businesses to W.G. Nielsen for them to sell. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 05/01/2005 ADDRESS: 3200 Cherry Creek South Drive, Suite 470, Denver CO 80209, United States DESCRIPTION: Introduction 10) CORPORATE BENEFIT DESIGN, LLC POSITION: Chief Executive Officer NATURE: Limited Liability Company INVESTMENT RELATED: Yes NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 3 START DATE: 01/08/1990 ADDRESS: 5347 S. Valentia Way, Suite 300, Greenwood Village CO 80111, United States DESCRIPTION: Sale of Group Health insurance. Sale of term Life Insurance. Assist (referals) in selling businesses (OBA with Woodbury/Osiac). Sale of fixed annuities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-09
• S63 Uniform Securities Agent State Law Examination
  2006-04-10

Other Names

• Brad Wayne Rothhammer