Casey Carbaugh Moss

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2012 → Present
  Avec Enterprises Llc
  Marble Falls, TX
• 04/2025 → Present
  Lpl Financial
  San Diego, CA

Other Businesses

1) 06/2025 - Spring Line Wealth Partners, LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 Hrs per month - 98% Time Spent 2) 06/2025 - AVEC Enterprises, LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Related / Marble Falls, TX 78654 / Start date 09/01/2025 - 3 hrs per month - 3 % Time Spent 3) 06/2025 - Moss Tex Holdings, LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Related / Marble Falls, TX 78654 / Start date 06/01/2017 - 1 hrs per month - 1 % Time Spent

Exams

• S66 Uniform Combined State Law Examination
  2025-09-19