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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-22
  • TX RA
    APPROVED
    Since 2025-09-22

Branch Locations

2802 Flintrock Trace, Ste B103, Austin, TX 78738 • United States

5324 Reimers Rd, Spicewood, TX 78669 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Avec Enterprises Llc Marble Falls TX 06/2012 Present
Lpl Financial San Diego CA 04/2025 Present
  • 06/2012 → Present
    Avec Enterprises Llc
    Marble Falls, TX
  • 04/2025 → Present
    Lpl Financial
    San Diego, CA
Other Businesses

1) 06/2025 - Spring Line Wealth Partners, LLC / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s) 160 Hrs per month - 98% Time Spent 2) 06/2025 - AVEC Enterprises, LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Related / Marble Falls, TX 78654 / Start date 09/01/2025 - 3 hrs per month - 3 % Time Spent 3) 06/2025 - Moss Tex Holdings, LLC / Business Entity For Tax/Investment Purposes Only / Non Inv Related / Marble Falls, TX 78654 / Start date 06/01/2017 - 1 hrs per month - 1 % Time Spent

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-09-19
  • S66 Uniform Combined State Law Examination
    2025-09-19

View on SEC IAPD

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