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Mark Christopher Jones

Wells Fargo Clearing Services, LLC

Daytona Beach, FL

CRD 712900

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-08-03
TX RA APPROVED 2016-07-26
  • FL RA
    APPROVED
    Since 2016-08-03
  • TX RA
    APPROVED
    Since 2016-07-26

Branch Locations

1540 Cornerstone Blvd Stes 110 & 210, Daytona Beach, FL 32117 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Jacksonville FL 07/2016 11/2016
Wells Fargo Clearing Services, Llc Jacksonville FL 11/2016 Present
Previous Registrations
Other Businesses

MARSHAL AUSTEN LLC DBA ABSOLUTE MASSAGE THERAPY MANAGEMENT; NOT INV. RELATED; PORT ORANGE, FL; 51% OWNERSHIP; PLACCING AND MANAGINE MASSAGE THERAPISTS IN BUSINESSES TO PROVIDE CHAIR MASSAGE; START 2/2019; 12 HR PER MONTH; 0 HRS DURING TRADING; ATTENDING MEETINGS FOR TRAINING PURPOSES.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1995-09-19
S65 Uniform Investment Adviser Law Examination 1995-09-19
  • S63 Uniform Securities Agent State Law Examination
    1995-09-19
  • S65 Uniform Investment Adviser Law Examination
    1995-09-19
Other Names
  • Mark Christophe Jones

View on SEC IAPD

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